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Jun 2016
FINRA’s Equity Research Rule

FINRA’s Equity Research Rule A reminder that the new equity research rules, contained in FINRA Rule 2241, became fully effective on December 24, 2015.  The equity research rules, among other things, revise the quiet periods applicable to member firms during which member firms may not publish or distribute equity research reports.  As a reminder,......

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Final Rules for Preventive Services
June 27, 2016

Final Rules for Preventive Services

Final Rules for Preventive Services The U.S. Departments of Treasury, Labor (DOL) and Health and Human Services (HHS) have issued interim final regulations and Frequently Asked Questions and Answers on the cost-free coverage of preventive services under...


Highmark and UPMC Consent Decree
June 22, 2016

Highmark and UPMC Consent Decree

Highmark and UPMC Consent Decree Highmark and UPMC took a major step toward resolving network participation issues June 27, 2014, by executing a Consent Decree with the Commonwealth of Pennsylvania Departments of Insurance and Health....


A Teaching Moment Inside VimpelCom’s Boardroom
June 17, 2016

A Teaching Moment Inside VimpelCom’s Boardroom

A Teaching Moment Inside VimpelCom’s Boardroom The VimpelCom FCPA settlement underscored the importance of Compliance 2.0 and the need to reform board deliberations and governance. No one can read the facts without shaking their heads...


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