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16
Jan 2016
Financial Entity Update: CFTC’s Proposed Margin Rules for Uncleared Swaps – Dude, Where’s My Collateral?

Financial Entity Update: CFTC’s Proposed Margin Rules for Uncleared Swaps – Dude, Where’s My Collateral? This is the third article in a series on the U.S. Commodity Futures Trading Commission’s (CFTC’s) proposed margin rules for uncleared swaps, with a particular focus on the rules as they relate to swap market participants that are neither......

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Legitimate, Creative Advocacy Bars Rule 11 Sanctions
January 13, 2016

Legitimate, Creative Advocacy Bars Rule 11 Sanctions

Legitimate, Creative Advocacy Bars Rule 11 Sanctions Worldwide Home Products, Inc., v. Bed, Bath and Beyond, Inc., et al. September 30, 2014 Case Number: 1:11-cv-03633-MHD Worldwide sued Bed, Bath and Beyond (BBB) for patent infringement...


SEC Extends Exemptions for Security-based Swaps
January 06, 2016

SEC Extends Exemptions for Security-based Swaps

SEC Extends Exemptions for Security-based Swaps On February 5, the Securities and Exchange Commission issued an extension of interim final rules that provide exemptions for security-based swaps from securities laws under the Securities Act of...


Who’s Minding The Store?
January 04, 2016

Who’s Minding The Store?

Who’s Minding The Store? Late last week, the office of the Privacy Commissioner of Canada announced a major breach within its own office with the loss of an unencrypted hard drive containing sensitive personal information...


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