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May 2013
The CFTC Announces Final Rule for Alternative to Fingerprinting for Foreign Natural Persons

The CFTC Announces Final Rule for Alternative to Fingerprinting for Foreign Natural Persons On March 28, 2016, the U.S. Commodity Futures Trading Commission (CFTC) approved a final rule that will add an alternative method of CFTC registration for foreign natural persons. The CFTC will now accept a registered firm’s criminal history background check on......

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2014 Estate And Gift Tax Update
May 12, 2013

2014 Estate And Gift Tax Update

2014 Estate And Gift Tax Update The fiscal cliff drama heading into the start of 2013 fortunately was not repeated as the calendar turned to 2014.  Having said that, as we now start 2014, it...


Conflict Minerals Filings—Round Two
May 12, 2013

Conflict Minerals Filings—Round Two

Conflict Minerals Filings—Round Two It’s that time of year again.  Form SD filings are due June 1st (May 31st falls on a Sunday).  For those who have been diligently working on your company’s annual report...


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