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Nov 2016
eAlert - Class Action Waivers Are Enforceable According to the California Supreme Court

eAlert – Class Action Waivers Are Enforceable According to the California Supreme Court Class action waivers in arbitration agreements are enforceable according to a California Supreme Court decision issued yesterday.  In Iskanian v. CLS Transportation Los Angeles, LLC, the California Supreme Court finally acknowledged that the U.S. Supreme Court had left it no choice......

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Commit to Your Clients
November 13, 2016

Commit to Your Clients

Commit to Your Clients The ABA conducted a study of client concerns and expectations a few years ago and found that the four greatest expectations clients have for outside counsel, in order of importance, are...


The Ins And Outs Of Insider Trading
November 13, 2016

The Ins And Outs Of Insider Trading

The Ins And Outs Of Insider Trading ASIC’s recent announcement that a technology systems upgrade will enable it to watch and tag trades by individual investors is a timely reminder that companies and persons in...


Close Encounters of the eDiscovery Kind
November 12, 2016

Close Encounters of the eDiscovery Kind

Close Encounters of the eDiscovery Kind Last week, two astronomers at CalTech predicted that a new planet is lurking at the edges of the solar system. They discovered the planet using computer simulations and mathematical...


Bridging the Week - May 2016 #4
November 11, 2016

Bridging the Week – May 2016 #4

Bridging the Week – May 2016 #4 Two Related Broker-Dealers To Pay US $17 Million for Widespread AML Compliance Failures; Former AML Compliance Officer Also Sanctioned: Raymond James & Associates, Inc. (RJA), Raymond James Financial...


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